Keyword

Conduct & Compliance

Case Study

Wind-Down Plan

Avantage Reply assisted a multi-asset broker, who primarily provides execution, clearing and prime brokerage services, with development of the Wind-Down Plan (WDP), required by the FCA. With a limited amount of time available, a detailed and extensive Wind-Down Plan was developed, following the FCA guidelines and industry best practices.

Case Study

Recovery Plan Test

Avantage Reply was requested by an international bank to design the crisis scenario, prepare the communication materials and to coordinate the execution of the recovery plan “fire drill”. Avantage Reply proposed an idiosyncratic and system-wide scenario that enabled them to test the formation of the bank's Crisis Management Committee (CMC) and provide concrete suggestions to improve the recovery plan.

Case Study

Data Lineage Roadmap Definition for the Brexit Entity of a Global Investment Bank

Avantage Reply assisted a leading global investment bank in putting together an end-to-end project plan and roadmap covering data lineage for market, credit and liquidity risk to satisfy the BCBS 239 requirements. This allowed the client to quickly mobilise the required stakeholders to ensure compliance.

11.12.2018 / London

Event

2018: Digital Regulatory Reporting

Avantage Reply is the proud co-sponsor of RegTech Associates’ 2018: Digital Regulatory Reporting conference on 11th December 2018 at NatWest Headquarters in London. Learn how RegTech’s innovative approaches are accelerating the transformation of traditional economies and regulations into new digital ecosystems, shaping the future of digital regulation.

What we do

We work with CFOs and their team members to address regulatory obligations across all areas of our clients including, Regulatory Reporting, Treasury Operations, Liquidity management and general financial management issues.
Our consultants work with finance functions with the objective of improving efficiency, ensuring compliance and contributing value to the business. Our experience across the sector combined with our deep technological capabilities allow us to address multiple challenges in a growingly competitive cost environment, a still rapidly changing regulatory landscape while recognising rapid technological opportunities and possible disruption.

15.11.2017 / Agefi Luxembourg

Press Article

Implementing GDPR: Challenges and Recommendations

Rapidly developing technological advances combined with new and innovative commercial uses of personal data and diverse differences in data protection standards across the European Union have served as the catalyst behind the shift from the Data Protection Directive (95/46/EC) to the General Data Protection Regulation (EU 2016/679 or ‘GDPR’). GDPR is designed to give citizens more control over their personal data.

01.06.2017 / GDPR

Event

GDPR breakfast

On 1st June 2017, Avantage Reply invites you to the GDPR Briefing taking place in Brussels. The event offers the opportunity to discuss the legal framework, the implications as well as the IT impacts of GDPR.

Risk & Compliance

Briefing Note

MIFID II ESMA RTS Analysis

This document provides an overview of the main changes between the technical standards (RTS and ITS) for MIFID II and the final Draft Technical Standards from ESMA.

Practice note

White Paper

MiFID II: Bringing significant volume of change

MiFID II builds on the principles of original MiFID and extends the scope to cover more asset classes, financial market participants and activities. Given significant volume of change, firms need to initiate assessment of potential impact on their businesses now and start scheduling work required to comply with the regulation.

MiFID II Bringing significant volume of change 0